0001209191-12-011201.txt : 20120217 0001209191-12-011201.hdr.sgml : 20120217 20120217160430 ACCESSION NUMBER: 0001209191-12-011201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonasera Charles CENTRAL INDEX KEY: 0001380568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 12622707 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-15 0 0000851310 HARMONIC INC HLIT 0001380568 Bonasera Charles 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Sr. Vice President, Operations Common Stock 2012-02-15 4 A 0 4375 0.00 A 4375 D Common Stock 2012-02-15 4 F 0 1604 6.27 D 2771 D Common Stock 2012-02-15 4 A 0 5250 0.00 A 8021 D Common Stock 2012-02-15 4 F 0 2108 6.27 D 5913 D Common Stock 2012-02-15 4 A 0 7500 0.00 A 13413 D Common Stock 2012-02-15 4 F 0 3133 6.27 D 10280 D Restricted Stock Units 0.00 2012-02-15 4 M 0 4375 0.00 D 2010-02-15 2013-02-15 Common Stock 4375 8750 D Restricted Stock Units 0.00 2012-02-15 4 M 0 5250 0.00 D 2011-02-15 2014-02-15 Common Stock 5250 21000 D Restricted Stock Units 0.00 2012-02-15 4 M 0 7500 0.00 D 2012-02-15 2015-02-15 Common Stock 7500 22500 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2012-02-17