0001209191-12-010416.txt : 20120215 0001209191-12-010416.hdr.sgml : 20120215 20120215144848 ACCESSION NUMBER: 0001209191-12-010416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120213 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDERSEN WILLIAM F CENTRAL INDEX KEY: 0001124476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 12615618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-13 0 0000851310 HARMONIC INC HLIT 0001124476 REDDERSEN WILLIAM F 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2012-02-13 4 M 0 5000 1.99 A 41959 D Common Stock 2012-02-13 4 S 0 1541 6.4607 D 40418 D Common Stock 2012-02-13 4 M 0 15000 1.99 A 55418 D Common Stock 2012-02-13 4 S 0 4629 6.45 D 50789 D Stock Option/Right to Buy 1.99 2012-02-13 4 M 0 20000 1.99 D 2002-08-23 2012-07-23 Common Stock 20000 0 D Board of Directors First Option granted July 23, 2002. First Option became exercisable as to 1/36th of the Shares subject to the First Option at the end of each month following its date of grant. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2012-02-15