0001209191-11-056640.txt : 20111117
0001209191-11-056640.hdr.sgml : 20111117
20111117114327
ACCESSION NUMBER: 0001209191-11-056640
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111115
FILED AS OF DATE: 20111117
DATE AS OF CHANGE: 20111117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVER CAROLYN V
CENTRAL INDEX KEY: 0001227773
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 111212231
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0304
4/A
2011-11-15
2011-11-17
0
0000851310
HARMONIC INC
HLIT
0001227773
AVER CAROLYN V
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common stock
2011-11-15
4
A
0
13750
0.00
A
31163
D
Common stock
2011-11-15
4
F
0
5043
5.64
D
26120
D
Restricted Stock Units
0.00
2011-11-15
4
M
0
13750
0.00
D
2011-05-15
2014-05-15
Common Stock
13750
68750
D
These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2011. These restricted stock units were initially granted to the Reporting Person on 6/1/2010, and were identified on a Form 4 filed by the Reporting Person on 6/3/2010.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2011-11-17