0001209191-11-044720.txt : 20110817
0001209191-11-044720.hdr.sgml : 20110817
20110817200154
ACCESSION NUMBER: 0001209191-11-044720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110815
FILED AS OF DATE: 20110817
DATE AS OF CHANGE: 20110817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrington Mark
CENTRAL INDEX KEY: 0001512682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 111043545
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-08-15
0
0000851310
HARMONIC INC
HLIT
0001512682
Carrington Mark
4300 NORTH FIRST ST.
SAN JOSE
CA
95134
0
1
0
0
Sr. VP of Worldwide Sales
Common Stock
2011-08-15
4
A
0
3600
0.00
A
11364
D
Common Stock
2011-08-15
4
F
0
1320
5.58
D
10044
D
Common Stock
2011-08-15
4
A
0
1750
0.00
A
11794
D
Common Stock
2011-08-15
4
F
0
641
5.58
D
11153
D
Restricted Stock Units
0.00
2011-08-15
4
M
0
3600
0.00
D
2011-02-15
2014-02-15
Common Stock
3600
18000
D
Restricted Stock Units
0.00
2011-08-15
4
M
0
1750
0.00
D
2011-02-15
2014-02-15
Common Stock
1750
8750
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2011. These restricted stock units were initially granted to Mr. Carrington on 1/4/2010, and were identified on a Form 3 filed by Mr. Carrington on 2/14/2011.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2011. These restricted stock units were initially granted to Mr. Carrington on 2/19/2010, and were identified on a Form 3 filed by Mr. Carrington on 2/14/2011.
Includes 186 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2011.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2011-08-17