0001209191-11-043569.txt : 20110810
0001209191-11-043569.hdr.sgml : 20110810
20110810191358
ACCESSION NUMBER: 0001209191-11-043569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110809
FILED AS OF DATE: 20110810
DATE AS OF CHANGE: 20110810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 111025628
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-08-09
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2011-08-09
4
P
0
600
5.05
A
177816
D
Common Stock
2011-08-09
4
P
0
1280
5.06
A
179096
D
Common Stock
2011-08-09
4
P
0
3200
5.07
A
182296
D
Common Stock
2011-08-09
4
P
0
3500
5.08
A
185796
D
Common Stock
2011-08-09
4
P
0
6100
5.09
A
191896
D
Common Stock
2011-08-09
4
P
0
5320
5.10
A
197216
D
These shares were acquired by Mr. Harshman in an open market purchase of Harmonic Inc. Common Stock.
Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2011-08-10