0001209191-11-043569.txt : 20110810 0001209191-11-043569.hdr.sgml : 20110810 20110810191358 ACCESSION NUMBER: 0001209191-11-043569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 111025628 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-09 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2011-08-09 4 P 0 600 5.05 A 177816 D Common Stock 2011-08-09 4 P 0 1280 5.06 A 179096 D Common Stock 2011-08-09 4 P 0 3200 5.07 A 182296 D Common Stock 2011-08-09 4 P 0 3500 5.08 A 185796 D Common Stock 2011-08-09 4 P 0 6100 5.09 A 191896 D Common Stock 2011-08-09 4 P 0 5320 5.10 A 197216 D These shares were acquired by Mr. Harshman in an open market purchase of Harmonic Inc. Common Stock. Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2011-08-10