0001209191-11-036552.txt : 20110628
0001209191-11-036552.hdr.sgml : 20110628
20110628135001
ACCESSION NUMBER: 0001209191-11-036552
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110627
FILED AS OF DATE: 20110628
DATE AS OF CHANGE: 20110628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEY ANTHONY J
CENTRAL INDEX KEY: 0001216439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 11935218
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-06-27
0
0000851310
HARMONIC INC
HLIT
0001216439
LEY ANTHONY J
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2011-06-27
4
M
0
61665
5.86
A
439668
D
Common Stock
2011-06-27
4
S
0
61665
7.0117
D
378003
D
Common Stock
2011-06-27
4
M
0
58333
5.87
A
436336
D
Common Stock
2011-06-27
4
S
0
58333
7.0117
D
378003
D
Right to buy
5.86
2011-06-27
4
M
0
61665
5.86
D
2006-05-03
2011-06-30
Common Stock
61665
0
D
Right to buy
5.87
2011-06-27
4
M
0
58333
5.87
D
2007-02-27
2011-06-30
Common Stock
58333
0
D
Per 10b5-1 Plan dated August 20, 2010.
Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2011-06-28