0001209191-11-036552.txt : 20110628 0001209191-11-036552.hdr.sgml : 20110628 20110628135001 ACCESSION NUMBER: 0001209191-11-036552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110627 FILED AS OF DATE: 20110628 DATE AS OF CHANGE: 20110628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11935218 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-27 0 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2011-06-27 4 M 0 61665 5.86 A 439668 D Common Stock 2011-06-27 4 S 0 61665 7.0117 D 378003 D Common Stock 2011-06-27 4 M 0 58333 5.87 A 436336 D Common Stock 2011-06-27 4 S 0 58333 7.0117 D 378003 D Right to buy 5.86 2011-06-27 4 M 0 61665 5.86 D 2006-05-03 2011-06-30 Common Stock 61665 0 D Right to buy 5.87 2011-06-27 4 M 0 58333 5.87 D 2007-02-27 2011-06-30 Common Stock 58333 0 D Per 10b5-1 Plan dated August 20, 2010. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2011-06-28