-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmUUdHPNeyWClSZZNTmyLfNQe4Bou7KGbAUdqZmzpyke6rIv3v8DfhgefVUkllkX GXWc14audHqMA7VuVXxCpg== 0001209191-11-016239.txt : 20110308 0001209191-11-016239.hdr.sgml : 20110308 20110308153301 ACCESSION NUMBER: 0001209191-11-016239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110308 DATE AS OF CHANGE: 20110308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11671830 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-04 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Vice President, R&D Restricted Stock Units 0.00 2011-03-04 4 A 0 32500 0.00 A 2012-02-15 2015-02-15 Common Stock 32500 32500 D Right to buy 9.69 2011-03-04 4 A 0 65000 0.00 A 2012-02-15 2015-02-15 Common Stock 65000 65000 D Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. Twenty five percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2012, and twelve and one half percent of the restricted stock units are scheduled to vest on each of August 15, 2012, February 15, 2013, August 15, 2013, February 15, 2014, August 15, 2014 and February 15, 2015. Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest monthly thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-03-08 -----END PRIVACY-ENHANCED MESSAGE-----