-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G90TTV0aNq4Bb6CCdBJUbUe2FDpCYZ8Kv5eXc521f0pNtafhRWGo0sqgUa+PBdbd Sd3JeRDOvpCaBxtd/mo/Tw== 0001209191-11-016230.txt : 20110308 0001209191-11-016230.hdr.sgml : 20110308 20110308152230 ACCESSION NUMBER: 0001209191-11-016230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110308 DATE AS OF CHANGE: 20110308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11671779 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-04 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 President and CEO Restricted Stock Units 0.00 2011-03-04 4 A 0 80000 0.00 A 2012-02-15 2015-02-15 Common Stock 80000 80000 D Right to buy 9.69 2011-03-04 4 A 0 160000 0.00 A 2012-02-15 2015-02-15 Common Stock 160000 160000 D Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. Twenty five percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2012, and twelve and one half percent of the restricted stock units are scheduled to vest on each of August 15, 2012, February 15, 2013, August 15, 2013, February 15, 2014, August 15, 2014 and February 15, 2015. Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest monthly thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-03-08 -----END PRIVACY-ENHANCED MESSAGE-----