-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDWWhXt0O5SQGgxc/9KHyBKySNcTAtblrECv6/cS+l+Z6MpT+5BK3sHDlz/MCi/i a0IsSpIBOfmowFUfLL4YRw== 0001209191-11-016210.txt : 20110308 0001209191-11-016210.hdr.sgml : 20110308 20110308150415 ACCESSION NUMBER: 0001209191-11-016210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110308 DATE AS OF CHANGE: 20110308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN VALKENBURG DAVID R CENTRAL INDEX KEY: 0001216442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11671694 MAIL ADDRESS: STREET 1: 5350 PRESERVE DRIVE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80121 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-04 0 0000851310 HARMONIC INC HLIT 0001216442 VAN VALKENBURG DAVID R 4300 NORTH FIRST ST. SAN JOSE CA 95134 1 0 0 0 Restricted Stock Units 0.00 2011-03-04 4 A 0 10835 0.00 A 2012-02-15 2012-02-15 Common Stock 10835 10835 D Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. The shares subject to these restricted stock units are scheduled to vest in full in one installment on February 15, 2012. Vested shares will be delivered to the reporting person on or immediately following February 15, 2012. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-03-08 -----END PRIVACY-ENHANCED MESSAGE-----