-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O339CWWTrLA9RT38D3Aok6oOu9wmzvjW2lVIIh2HgmsObTDtWx0y0j8nI0qzn86j Pb0zg/1NUbRYdN9JCrX18A== 0001209191-11-013106.txt : 20110228 0001209191-11-013106.hdr.sgml : 20110228 20110228104404 ACCESSION NUMBER: 0001209191-11-013106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonasera Charles CENTRAL INDEX KEY: 0001380568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11643718 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-24 0 0000851310 HARMONIC INC HLIT 0001380568 Bonasera Charles 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Vice President, Operations Common Stock 2011-02-24 4 M 0 25000 8.38 A 51210 D Common Stock 2011-02-24 4 S 0 25000 9.2942 D 26210 D Common Stock 2011-02-24 4 M 0 23297 8.20 A 49507 D Common Stock 2011-02-24 4 S 0 23297 9.3031 D 26210 D Right to buy 8.38 2011-02-24 4 M 0 25000 8.38 D 2007-11-06 2013-11-06 Common Stock 25000 0 D Right to buy 8.20 2011-02-24 4 M 0 23297 8.20 D 2008-04-01 2014-05-01 Common Stock 23297 21703 D Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----