-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2XcZMzi3jX8YiSQpuHiFg0OCE8sPj+l0peoyhlDTZeWRJdX7+p2+QWqBax5hSgr nztRIMJ0xjOxoh7H9ZHAeQ== 0001209191-11-010471.txt : 20110217 0001209191-11-010471.hdr.sgml : 20110217 20110217121801 ACCESSION NUMBER: 0001209191-11-010471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110217 DATE AS OF CHANGE: 20110217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrington Mark CENTRAL INDEX KEY: 0001512682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11620001 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-15 0 0000851310 HARMONIC INC HLIT 0001512682 Carrington Mark 4300 NORTH FIRST ST. SAN JOSE CA 95134 0 1 0 0 VP of Worldwide Sales Common Stock 2011-02-15 4 A 0 8400 0.00 A 8848 D Common Stock 2011-02-15 4 F 0 3487 9.63 D 5361 D Common Stock 2011-02-15 4 A 0 3500 0.00 A 8861 D Common Stock 2011-02-15 4 F 0 1283 9.63 D 7578 D Restricted Stock Units 0.00 2011-02-15 4 M 0 8400 0.00 D 2011-02-15 2014-02-15 Common Stock 8400 21600 D Restricted Stock Units 0.00 2011-02-15 4 M 0 3500 0.00 D 2011-02-15 2014-02-15 Common Stock 3500 10500 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 1/4/2010, and were identified on a Form 3 filed by the Reporting Person on 2/14/2011. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 3 filed by the Reporting Person on 2/14/2011. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-02-17 -----END PRIVACY-ENHANCED MESSAGE-----