-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlUoS9QbG9v1oFxv71L5Xy7WHpN1t7puoB77axXEHJU8V1+qpbJrewJt0VWnOKHJ Kkj3HhU+hacXZrAcYZ3yKA== 0001209191-11-010344.txt : 20110216 0001209191-11-010344.hdr.sgml : 20110216 20110216201411 ACCESSION NUMBER: 0001209191-11-010344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 11619055 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-15 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2011-02-15 4 A 0 26250 0.00 A 178812 D Common Stock 2011-02-15 4 F 0 9628 9.63 D 169184 D Common Stock 2011-02-15 4 A 0 13125 0.00 A 182309 D Common Stock 2011-02-15 4 F 0 5093 9.63 D 177216 D Restricted Stock Units 0.00 2011-02-15 4 M 0 26250 0.00 D 2011-02-15 2014-02-15 Common Stock 26250 52500 D Restricted Stock Units 0.00 2011-02-15 4 M 0 13125 0.00 D 2010-02-15 2013-02-15 Common Stock 13125 78750 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2011-02-16 -----END PRIVACY-ENHANCED MESSAGE-----