-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NczR3pIB2UadiTHZR84ZL+I9nCCulyJTGyUqTxYv1k9O1P1QaFpbtv+E/DNe9HWT gxfUfTT4w6RMRwMy0K2fXg== 0001209191-10-062786.txt : 20101228 0001209191-10-062786.hdr.sgml : 20101228 20101228212559 ACCESSION NUMBER: 0001209191-10-062786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101226 FILED AS OF DATE: 20101228 DATE AS OF CHANGE: 20101228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vasudevan Suresh CENTRAL INDEX KEY: 0001504467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 101276700 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-26 0 0000851310 HARMONIC INC HLIT 0001504467 Vasudevan Suresh 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 President of Omneon Common Stock 2010-12-26 4 A 0 24283 0.00 A 77946 D Common Stock 2010-12-26 4 F 0 8907 8.53 D 69039 D Restricted Stock Units 0.00 2010-12-26 4 D 0 24283 0.00 D Common Stock 24283 267112 D These shares of common stock were acquired upon the vesting of restricted stock units on 12/26/2010. These restricted stock units were identified on a Form 3 filed by Mr. Vasudevan on November 1, 2010. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These Restricted Stock Units converted from Omneon, Inc. Restricted Stock Units to Harmonic Inc. Restricted Stock Units in the merger dated September 15, 2010. 24,283 shares vest on the 26th of each month, as previously reported on Mr. Vasudevan's November 1, 2010 SEC Form 3 filing. /s/ Laura Donovan By Attorney-in-Fact for Suresh Vasudevan: Laura Donovan 2010-12-28 -----END PRIVACY-ENHANCED MESSAGE-----