-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2Lr2r7/W3BuwTjbnw0SxI/Zm0piGiS5C5Yzgc2VZYLdSepFSA2N/sLfUrTgXpI6 XZz9NxFR7LZONxtdrBpdrg== 0001209191-10-056461.txt : 20101123 0001209191-10-056461.hdr.sgml : 20101123 20101123094803 ACCESSION NUMBER: 0001209191-10-056461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101119 FILED AS OF DATE: 20101123 DATE AS OF CHANGE: 20101123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vasudevan Suresh CENTRAL INDEX KEY: 0001504467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 101210475 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-19 0 0000851310 HARMONIC INC HLIT 0001504467 Vasudevan Suresh 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 President of Omneon Restricted Stock Units 0.00 2010-11-19 4 A 0 100000 0.00 A 2012-10-02 Common Stock 100000 100000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Fifty percent of these shares subject to the restricted stock units are scheduled to vest on October 2, 2011, and twenty five percent of the restricted stock units are scheduled to vest on each of April 2, 2012 and October 2, 2012. /s/ Laura Donovan By Attorney-in-Fact for Suresh Vasudevan: Laura Donovan 2010-11-23 -----END PRIVACY-ENHANCED MESSAGE-----