-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQPb8uuJ5afeFInHNOxBSjK5RGgRcbmfdSrsrrlfDj36d2j1+DDWCrZdRq14jXqv uOBDWYokVnLXkcD0U94kIA== 0001209191-10-052260.txt : 20101101 0001209191-10-052260.hdr.sgml : 20101101 20101101084203 ACCESSION NUMBER: 0001209191-10-052260 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101029 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vasudevan Suresh CENTRAL INDEX KEY: 0001504467 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 101153503 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 3 1 doc3.xml FORM 3 SUBMISSION X0203 3 2010-10-29 0 0000851310 HARMONIC INC HLIT 0001504467 Vasudevan Suresh 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 President of Omneon Common Stock 311730 D Restricted Stock Units 0.00 Common Stock 315678 D These Restricted Stock Units converted from Omneon, Inc. Restricted Stock Units to Harmonic Inc. Restricted Stock Units in connection with Harmonic's acquisition of Omneon, which was consummated on September 15, 2010. 24,283 shares vest on the 26th of each month. Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. /s/ Laura Donovan Attorney-in-Fact for Suresh Vasudevan 2010-11-01 -----END PRIVACY-ENHANCED MESSAGE-----