-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MtcxT+idg32Yt9JXJ6zbR9TK5fQyH2ida+d3DTdOskrQpjobVXazwVihSf5Jy/5p +lYCFBGnDLHHgGcr8T5BMw== 0001209191-10-043042.txt : 20100817 0001209191-10-043042.hdr.sgml : 20100817 20100817203107 ACCESSION NUMBER: 0001209191-10-043042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100815 FILED AS OF DATE: 20100817 DATE AS OF CHANGE: 20100817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADEN MATTHEW J CENTRAL INDEX KEY: 0001334577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 101024371 MAIL ADDRESS: STREET 1: 2 PLANETREE CT CITY: NEWTON STATE: PA ZIP: 18940 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-08-15 0 0000851310 HARMONIC INC HLIT 0001334577 ADEN MATTHEW J 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 VP, Worldwide Sales Common Stock 2010-08-15 4 A 0 4375 0.00 A 44193 D Common Stock 2010-08-15 4 F 0 1375 6.11 D 44388 D These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Includes 1,570 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2010. Includes 21,875 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Aden on 2/24/2009, previously identified on a Form 4 filed 2/26/2009. /s/ Laura Donovan By Attorney-in-fact: Laura Donovan 2010-08-17 -----END PRIVACY-ENHANCED MESSAGE-----