-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJGdCSUpx0kYLwVsO4QOgsUwoef2d6IAOSqi/FHL/xjK4oSyFOZK+Ze9EBJWbDK5 TgdcKobeCS3CStczr0HSnQ== 0001209191-10-043031.txt : 20100817 0001209191-10-043031.hdr.sgml : 20100817 20100817195127 ACCESSION NUMBER: 0001209191-10-043031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100815 FILED AS OF DATE: 20100817 DATE AS OF CHANGE: 20100817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 101024313 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-08-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 VP, Solutions & Strategy Common Stock 2010-08-15 4 A 0 4375 0.00 A 36304 D Common Stock 2010-08-15 4 F 0 1604 6.11 D 34700 D Common Stock 2010-08-17 4 S 0 2100 6.14 D 32600 D These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Per 10b5-1 Plan dated November 23, 2009. Includes 21,875 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Ben-Natan on 2/24/2009, previously identified on a Form 4 filed 2/26/2009. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2010-08-17 -----END PRIVACY-ENHANCED MESSAGE-----