-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3LFN6A81VxkkRyT/Slf/IfpqcJNU1/2GpCtX1+2g+Qa/lIY+U3baARP47yUIxz+ 0533Y25IV6OICBZUYcm/Gg== 0001209191-10-031991.txt : 20100603 0001209191-10-031991.hdr.sgml : 20100603 20100603165324 ACCESSION NUMBER: 0001209191-10-031991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100601 FILED AS OF DATE: 20100603 DATE AS OF CHANGE: 20100603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AVER CAROLYN V CENTRAL INDEX KEY: 0001227773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10876489 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 c02058_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-06-01 0000851310 HARMONIC INC HLIT 0001227773 AVER CAROLYN V C/O HARMONIC INC. 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Restricted Stock Units 0.00 2010-06-01 4 A 0 110000 0 A Common Stock 110000 110000 D Stock Option (right to buy) 5.73 2010-06-01 4 A 0 220000 5.73 A 2017-06-01 Common Stock 220000 220000 D Each restricted stock unit represents a contingent right to receive one share of Harmonic Inc. common stock. These restricted stock units (RSU's) will vest over a four (4) year period commencing June 1, 2010, with twenty-five percent (25%) of the shares subject to the RSU's vesting on May 15, 2011, and as to 12.5% of the shares subject to the RSUs, vesting on each May 15th and November 15th thereafter. Twenty-five percent of the shares of Harmonic Inc. common stock subject to the stock option are scheduled to vest twelve months after the vesting commencement date of June 1, 2010, and one forty eighth of the shares subject to the stock option are scheduled to vest on the 1st day of each month thereafter. /s/ Laura Donovan, Attorney-in-fact Laura Donovan for Carolyn V. Aver 2010-06-03 -----END PRIVACY-ENHANCED MESSAGE-----