-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CurbI7QZZD7dnXv4a8rWwuSCtORgIPvwih8h6tH6I/mcTILMdjFOkYGCrmTvzuID +4qgg81poRmuGbs0GPuvmg== 0001209191-10-011477.txt : 20100223 0001209191-10-011477.hdr.sgml : 20100223 20100223173333 ACCESSION NUMBER: 0001209191-10-011477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100219 FILED AS OF DATE: 20100223 DATE AS OF CHANGE: 20100223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10627564 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-19 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Vice President, R&D Restricted Stock Units 0.00 2010-02-19 4 A 0 6500 0.00 A Common Stock 6500 6500 D Restricted Stock Units 0.00 2010-02-19 4 A 0 42000 0.00 A 2014-02-15 Common Stock 42000 42000 D Stock Options (Right to Buy) 6.41 2010-02-19 4 A 0 78000 6.41 A 2011-02-15 2017-02-15 Common Stock 78000 78000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to these restricted stock units are scheduled to vest in full on May 14, 2010. Twenty five percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2011, and twelve and one half percent of the restricted stock units are scheduled to vest on each of August 15, 2011, February 15, 2012, August 15, 2012, February 15, 2013, August 15, 2013 and February 15, 2014. Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest on the 15th day of each month thereafter. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2010-02-23 -----END PRIVACY-ENHANCED MESSAGE-----