-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PR2OYQ5H6yA3xXNye4/1HmfBpJSIkvFBUQzCrwYc057y2asPOJ8rmZClLckj8oZF TPYEZIUU/dFvH/pggM2zmQ== 0001209191-10-011459.txt : 20100223 0001209191-10-011459.hdr.sgml : 20100223 20100223171411 ACCESSION NUMBER: 0001209191-10-011459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100219 FILED AS OF DATE: 20100223 DATE AS OF CHANGE: 20100223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10627343 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-19 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 549 BALTIC WAY SUNNYVALE CA 94089 1 1 0 0 President and CEO Restricted Stock Units 0.00 2010-02-19 4 A 0 15000 0.00 A Common Stock 15000 15000 D Restricted Stock Units 0.00 2010-02-19 4 A 0 105000 0.00 A 2014-02-15 Common Stock 105000 105000 D Stock Options (Right to Buy) 6.41 2010-02-19 4 A 0 195000 6.41 A 2011-02-15 2017-02-15 Common Stock 195000 195000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to these restricted stock units are scheduled to vest in full on May 14, 2010. Twenty five percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2011, and twelve and one half percent of the restricted stock units are scheduled to vest on each of August 15, 2011, February 15, 2012, August 15, 2012, February 15, 2013, August 15, 2013 and February 15, 2014. Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest on the 15th day of each month thereafter. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2010-02-23 -----END PRIVACY-ENHANCED MESSAGE-----