-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tj2jJ9DsCPCvbl9LiBPAEcQMdUfcoGjhu5IZcAlrmpxdMLHYVR/W1L1kNRDOeWRm p2Ne8bb/pwEnRLQlc3XbsQ== 0001209191-10-010190.txt : 20100217 0001209191-10-010190.hdr.sgml : 20100217 20100217212735 ACCESSION NUMBER: 0001209191-10-010190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100215 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10614624 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-15 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 549 BALTIC WAY SUNNYVALE CA 94089 1 1 0 0 President and CEO Common Stock 2010-02-15 4 A 0 26250 0.00 A 135000 D Common Stock 2010-02-15 4 F 0 10247 6.13 D 124753 D Restricted Stock Units 0.00 2010-02-15 4 D 0 26250 0.00 D 2010-02-15 2013-02-15 Common Stock 26250 78750 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----