-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGpmhabHAAcHb+SDxW7hX40Sg9jwiq3skV3iH1SxuUugKPn85EGy+l0UqMUKTmN/ HMWKTAihkTweVxnoSCMhyg== 0001209191-10-010184.txt : 20100217 0001209191-10-010184.hdr.sgml : 20100217 20100217205617 ACCESSION NUMBER: 0001209191-10-010184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100215 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10614573 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 VP, Solutions & Strategy Common Stock 2010-02-15 4 A 0 8750 0.00 A 35369 D Common Stock 2010-02-15 4 F 0 3830 6.13 D 32013 D Common Stock 2010-02-17 4 S 0 4200 6.15 D 27813 D Restricted Stock Units 0.00 2010-02-15 4 D 0 8750 0.00 D 2010-02-15 2013-02-15 Common Stock 8750 26250 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Per 10b5-1 Plan dated November 23, 2009. Includes 237 and 237 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/09 and 01/04/10, respectively. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----