-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FDrMLD+W6aijuIJf5yLww6LTs3NUtdjkdLfk5kgc6J8aXXrjV1rIA4H1KXSk9F70 J1XRU71+EBZfCKBpztrvaw== 0001209191-10-010181.txt : 20100217 0001209191-10-010181.hdr.sgml : 20100217 20100217204825 ACCESSION NUMBER: 0001209191-10-010181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100215 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADEN MATTHEW J CENTRAL INDEX KEY: 0001334577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 10614559 MAIL ADDRESS: STREET 1: 2 PLANETREE CT CITY: NEWTON STATE: PA ZIP: 18940 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-15 0 0000851310 HARMONIC INC HLIT 0001334577 ADEN MATTHEW J 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 VP, Worldwide Sales & Service Common Stock 2010-02-15 4 A 0 8750 0.00 A 38842 D Common Stock 2010-02-15 4 F 0 3294 6.13 D 39818 D Restricted Stock Unit 0.00 2010-02-15 4 A 0 8750 0.00 D 2010-02-15 2013-02-15 Common Stock 8750 26250 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Includes 1803 and 2467 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/09 and 01/04/10, respectively. /s/ Laura Donovan By Attorney-In-Fact: Laura Donovan 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----