-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PVJDQQcreMJbP8KKS4XPHe0f+5R9nhHhY4dMyXN42fuBeSZwqOQbNXBGhGNbmgAi KW3XBfQjprofodabo1cTdA== 0001209191-09-018778.txt : 20090330 0001209191-09-018778.hdr.sgml : 20090330 20090330142627 ACCESSION NUMBER: 0001209191-09-018778 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090224 FILED AS OF DATE: 20090330 DATE AS OF CHANGE: 20090330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 09713536 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2009-02-24 2009-02-26 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 VP, Solutions & Strategy Common Stock 2009-02-24 4 A 0 35000 0.00 A 35369 D Right to buy 5.63 2009-02-24 4 A 0 65000 5.63 A 2010-02-15 2016-02-24 Common Stock 65000 65000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Twenty five percent of the restricted stock units vest on 02/15/2010 and twelve point five percent vest on 08/15/2010, 02/15/2011, 08/15/2011, 2/15/2012, 08/15/2012 and 02/15/2013. Includes 147 and 222 shares of common stock acquired in the Section 16b-3 reporting exempt company employee stock purchase plan on 07/01/08 and 01/03/09, respectively. Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney In Fact: Laura Donovan 2009-03-30 -----END PRIVACY-ENHANCED MESSAGE-----