-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q8WwqYBCmXQ2QCsMiJmbuADPVpUSZ/RKjOTbkano8mFCsrp8BeK8aSx1Y2cuxjD4 0ccBQVC8tKIoH/E0p/M+HQ== 0001209191-08-050042.txt : 20080903 0001209191-08-050042.hdr.sgml : 20080903 20080903105628 ACCESSION NUMBER: 0001209191-08-050042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080902 FILED AS OF DATE: 20080903 DATE AS OF CHANGE: 20080903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 081052980 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-09-02 0 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 0 Common Stock 2008-09-02 4 M 0 80000 3.46 A 431313 D Common Stock 2008-09-02 4 S 0 80000 8.20 D 351313 D Right to buy 3.46 2008-09-02 4 M 0 80000 3.46 D 2004-01-23 2013-01-23 Common Stock 80000 0 D Per 10b5-1 Plan dated May 19, 2008. Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan Attorney-in-Fact: Laura Donovan 2008-09-03 -----END PRIVACY-ENHANCED MESSAGE-----