-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ck0b/uVhSmw9NqxPI5hLsZKy/UZ6sUUL21ZMMd0QfP85zG3tAcgPFIl6nAgw3RkK 3Tv9fB1O+zNnpOyOFxBIgQ== 0001209191-08-031234.txt : 20080519 0001209191-08-031234.hdr.sgml : 20080519 20080519155345 ACCESSION NUMBER: 0001209191-08-031234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080515 FILED AS OF DATE: 20080519 DATE AS OF CHANGE: 20080519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKSON ROBIN N CENTRAL INDEX KEY: 0001216444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 08845257 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-05-15 0 0000851310 HARMONIC INC HLIT 0001216444 DICKSON ROBIN N 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2008-05-16 2008-05-16 4 M 0 24000 7.8125 A 103466 D Common Stock 2008-05-16 2008-05-16 4 S 0 24000 8.54 D 79466 D Right to buy 7.8125 2008-05-16 2008-05-16 4 M 0 24000 7.8125 D 1999-06-08 2008-06-08 Common Stock 24000 0 D Right to buy 8.17 2008-05-15 2008-05-15 4 A 0 100000 8.17 A 2009-04-01 2015-05-15 Common Stock 100000 100000 D This form includes 1,329 shares acquired through the company employee stock purchase plan (423 shares on 7/3/06, 422 on 1/3/07, 266 on 7/2/07 and 218 on 1/2/08) Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2008-05-19 -----END PRIVACY-ENHANCED MESSAGE-----