-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ME0k4vIjcVXaBvKbUn7cqwXOolGeT5kvdnEegHXIKocVTApp51ILZjfaIHsCdX4E r7dbJIJ/2366iRow6yzrcQ== 0001209191-08-031059.txt : 20080516 0001209191-08-031059.hdr.sgml : 20080516 20080516202627 ACCESSION NUMBER: 0001209191-08-031059 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080515 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 08843779 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2008-05-15 2008-05-16 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 549 BALTIC WAY SUNNYVALE CA 94089 1 1 0 0 President and CEO Common Stock 2008-05-16 2008-05-16 4 M 0 10000 7.8125 A 30000 D Common Stock 2008-05-16 2008-05-16 4 S 0 10000 8.51 D 20000 D Common Stock 2008-05-16 2008-05-16 4 M 0 10000 3.46 A 30000 D Right to buy 7.8125 2008-05-16 2008-05-16 4 M 0 10000 7.8125 D 1999-06-08 2008-06-08 Common Stock 10000 0 D Right to buy 3.46 2008-05-16 2008-05-16 4 M 0 10000 3.46 D 2004-01-28 2013-01-28 Common Stock 10000 20000 D Right to Buy 8.17 2008-05-15 4 A 0 200000 8.17 A 2009-04-01 2015-05-15 Common Stock 200000 200000 D Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----