-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULxqf5sVh4LrU8TGCyM6LuZg/F8f36F3TRxnhPJlfhWrn6DJtgf6JgX2R4OLXCKQ Jbca41WgZGUuNJnyZg3bUA== 0001209191-08-007596.txt : 20080205 0001209191-08-007596.hdr.sgml : 20080205 20080205122058 ACCESSION NUMBER: 0001209191-08-007596 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080201 FILED AS OF DATE: 20080205 DATE AS OF CHANGE: 20080205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 08575068 BUSINESS ADDRESS: BUSINESS PHONE: 408-542-2500 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2008-02-01 2008-02-05 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Vice President, R&D Common Stock 2008-02-01 4 M 0 10000 3.15 A 15382 D Common Stock 2008-02-01 4 S 0 10000 10.90 D 5382 D Common Stock 2008-02-01 4 M 0 4000 3.46 A 9382 D Common Stock 2008-02-01 4 S 0 4000 10.90 D 5382 D Common Stock 2008-02-01 4 S 0 5382 10.90 D 0 D Right to buy 3.15 2008-02-01 4 M 0 10000 3.15 D 2003-12-02 2012-12-02 Common Stock 10000 0 D Right to buy 3.46 2008-02-01 4 M 0 4000 3.46 D 2004-01-28 2013-01-28 Common Stock 4000 0 D Represents sales of 5,382 shares previously acquired in the Company's Employee Stock Purchase Plan. Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2008-02-05 -----END PRIVACY-ENHANCED MESSAGE-----