-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtwCVMwfnaY0fFfKHQ8KI5QW8q4ypkJpXXpT/GkHirSnAgR/ofmHrN31H6vzO9OG s3lsme32EKa1/CDQne8IqA== 0001209191-07-066654.txt : 20071204 0001209191-07-066654.hdr.sgml : 20071204 20071129125234 ACCESSION NUMBER: 0001209191-07-066654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071128 FILED AS OF DATE: 20071129 DATE AS OF CHANGE: 20071129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 071273868 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-28 0 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 1 Chairman of the Board Common Stock 2007-11-28 4 M 0 100000 4.48 A 441044 D Common Stock 2007-11-28 4 S 0 100000 10.782 D 341044 D Right to buy 4.48 2007-11-28 4 M 0 100000 4.48 D 2006-08-01 2010-07-01 Common Stock 100000 0 D /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2007-11-29 -----END PRIVACY-ENHANCED MESSAGE-----