-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDR3M39PlkbR7iwkMwnoBxQxXJcawUlaJSkgSWYsitAetu7aILpqtV3pd4Z5SdHs TBMnZNZt2nH0h5ZYOjUNKQ== 0001209191-07-063616.txt : 20071113 0001209191-07-063616.hdr.sgml : 20071112 20071113192157 ACCESSION NUMBER: 0001209191-07-063616 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071107 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADEN MATTHEW J CENTRAL INDEX KEY: 0001334577 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 071240334 BUSINESS ADDRESS: BUSINESS PHONE: 215-962-0316 MAIL ADDRESS: STREET 1: 2 PLANETREE CT CITY: NEWTON STATE: PA ZIP: 18940 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-11-07 0 0000851310 HARMONIC INC HLIT 0001334577 ADEN MATTHEW J 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 VP, Worldwide Sales & Service Right to buy 11.20 2008-10-08 2014-10-08 Common Stock 100000 D Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan Laura Donovan, Attorney-in-Fact 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----