-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtlJBPekFQnxMN1a0EGtAeqD4UXH0q2ymRs+1jKfrv+kRyvQoBGh8BJSrUh6ic4P FoCLv+u6ZJ2r0X+WZANJhw== 0001209191-07-057249.txt : 20071005 0001209191-07-057249.hdr.sgml : 20071005 20071005120012 ACCESSION NUMBER: 0001209191-07-057249 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071005 DATE AS OF CHANGE: 20071005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER PATRICK CENTRAL INDEX KEY: 0001221168 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 071158493 MAIL ADDRESS: STREET 1: 9 S STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 99999999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-09-28 0 0000851310 HARMONIC INC HLIT 0001221168 GALLAGHER PATRICK 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 0 Right to buy 10.61 2007-10-28 2014-09-28 Common Stock 30000 D Board of Directors First Option. First Option shall become exercisable as to 1/36th of the Shares subject to the First Option at the end of each month following its date of grant. /s/ Laura Donovan Attorney-in-Fact: Laura Donovan 2007-10-05 -----END PRIVACY-ENHANCED MESSAGE-----