-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K5JFykDHMdtvkUfhxJNu3dbnu3N8IQovzWq0aEkicr32E9JkW6SBHyQ9uI3Ico5X zmrx2qVHUk+qHUVnW0jqZQ== 0001209191-07-029436.txt : 20070510 0001209191-07-029436.hdr.sgml : 20070510 20070510172624 ACCESSION NUMBER: 0001209191-07-029436 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070501 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 07839212 BUSINESS ADDRESS: BUSINESS PHONE: 408-542-2660 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-05-01 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 VP, Solutions & Strategy Right to buy 10.4375 1998-07-14 2007-07-14 Common Stock 960 D Right to buy 8.75 1999-04-30 2008-04-30 Common Stock 3668 D Right to buy 25.50 2000-06-22 2009-06-22 Common Stock 3500 D Right to buy 23.5625 2001-08-01 2010-08-01 Common Stock 9000 D Right to buy 9.125 2002-01-26 2011-01-26 Common Stock 10000 D Right to buy 10.40 2003-01-23 2012-01-23 Common Stock 13000 D Right to buy 8.93 2005-01-14 2014-01-14 Common Stock 9000 D Right to buy 5.86 2006-05-03 2015-05-03 Common Stock 8196 D Right to buy 5.87 2007-02-27 2013-02-27 Common Stock 40000 D Right to buy 8.20 2008-05-01 2014-05-01 Common Stock 70000 D Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan Attorney-in-Fact: Laura Donovan 2007-05-10 -----END PRIVACY-ENHANCED MESSAGE-----