-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FbmIZFsnbbHINBKRtPOSFOvnVnluDpIGdLR+GxcXZuNlov2xEt0vd5oBGPyhA1wu 8htQGRj9FElBxoeSi5NpYQ== 0001209191-06-058452.txt : 20061108 0001209191-06-058452.hdr.sgml : 20061108 20061108161502 ACCESSION NUMBER: 0001209191-06-058452 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 061197662 BUSINESS ADDRESS: BUSINESS PHONE: 408-542-2500 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-11-06 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Vice President, R&D Common Stock 2691 D Right to buy 3.15 2003-12-02 2012-12-02 Common Stock 10000 D Right to buy 3.46 2004-01-28 2013-01-28 Common Stock 4000 D Right to buy 8.93 2005-01-14 2014-01-14 Common Stock 8000 D Right to buy 5.86 2006-05-03 2015-05-03 Common Stock 11000 D Right to buy 5.87 2007-02-27 2013-02-27 Common Stock 45000 D Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney-In-Fact: Laura Donovan 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----