-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IO4AZkqlDMf9CceveC4i0ISVBJvHvRYlL4oD8mmmfy11k0XymJ9fFbroF26cvftN rF3VDwaWOFXTpg2DzFx7Zw== 0001209191-06-058440.txt : 20061108 0001209191-06-058440.hdr.sgml : 20061108 20061108155209 ACCESSION NUMBER: 0001209191-06-058440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonasera Charles CENTRAL INDEX KEY: 0001380568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 061197400 BUSINESS ADDRESS: BUSINESS PHONE: 408-542-2500 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-06 0 0000851310 HARMONIC INC HLIT 0001380568 Bonasera Charles 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Vice President, Operations Right to buy 8.38 2006-11-06 4 A 0 25000 8.38 A 2007-11-06 2013-11-06 Common Stock 25000 25000 D Twenty-five percent of the Shares subject to the Option vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vest each month thereafter. /s/ Laura Donovan By Attorney-In-Fact: Laura Donovan 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----