-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Etjp8UIHnI+Pk1Wax5a05TJiYbwKsFdo6zR0StmrIzfEDo1XErhCh29rEMCmq31w fK4YbJYEdkyE9xQl167CUg== 0001209191-06-045316.txt : 20060810 0001209191-06-045316.hdr.sgml : 20060810 20060810125731 ACCESSION NUMBER: 0001209191-06-045316 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060701 FILED AS OF DATE: 20060810 DATE AS OF CHANGE: 20060810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 061020407 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2006-07-01 2006-07-03 0 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 1 Chairman of the Board Right to buy 4.48 2006-07-01 4 A 0 100000 4.48 A 2006-08-01 2010-07-01 Common Stock 100000 100000 D Vests ratably each month over twelve months from date of grant. Grant has a four year term. /s/Laura Donovan By Attorney-In-Fact: Laura Donovan 2006-08-10 -----END PRIVACY-ENHANCED MESSAGE-----