-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IaWciYlM7v9FgrwW2GJLuSwrXrxEhHgeQEGIWkOja86aulDHq22RPBK3ICmNk7uK hPYI8jyiV+/4RWGPFOHlhg== 0001209191-06-038561.txt : 20060629 0001209191-06-038561.hdr.sgml : 20060629 20060629142924 ACCESSION NUMBER: 0001209191-06-038561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060628 FILED AS OF DATE: 20060629 DATE AS OF CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN VALKENBURG DAVID R CENTRAL INDEX KEY: 0001216442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 06933158 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-06-28 0 0000851310 HARMONIC INC HLIT 0001216442 VAN VALKENBURG DAVID R 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 0 Right to buy 3.97 2006-06-28 4 A 0 10000 3.97 A 2006-07-28 2013-06-28 Common Stock 10000 10000 D BOD Annual Option. Automatically granted on the date of our Annual Stockholders meeting each year if on such dates he or she shall have served on our board of directors for at least the preceding six (6) months. Vests monthly over one year from date of grant. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2006-06-29 -----END PRIVACY-ENHANCED MESSAGE-----