-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFPDArfI1Z7QWid0WBM0QfVGGhHECESy9hH7S3aZ+LJBmpET+f/h03Z+FT4RthDb J5lqaor7/DbBBB5dQAV9qg== 0001209191-06-014238.txt : 20060301 0001209191-06-014238.hdr.sgml : 20060301 20060301160358 ACCESSION NUMBER: 0001209191-06-014238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060227 FILED AS OF DATE: 20060301 DATE AS OF CHANGE: 20060301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 06655739 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-02-27 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Executive Vice President Right to buy 5.87 2006-02-27 4 A 0 80000 5.87 A 2007-02-27 2013-02-27 Common Stock 80000 80000 D Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vested each month thereafter. /s/Laura Donovan By: Laura Donovan, Attorney-in-Fact 2006-03-01 -----END PRIVACY-ENHANCED MESSAGE-----