-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UM9Uaq5aUyVTwsweUwp5Ehgg/cLJnSu+680+kAaPJ5lzC3jIIg2s2vFitPTsOxs5 6+yERAp9CPGZngrVn1m7AA== 0001209191-05-060318.txt : 20051201 0001209191-05-060318.hdr.sgml : 20051201 20051201121814 ACCESSION NUMBER: 0001209191-05-060318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051130 FILED AS OF DATE: 20051201 DATE AS OF CHANGE: 20051201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKSON ROBIN N CENTRAL INDEX KEY: 0001216444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 051236802 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-11-30 0 0000851310 HARMONIC INC HLIT 0001216444 DICKSON ROBIN N 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2005-11-30 4 M 0 10000 5.00 A 87743 D Common Stock 2005-11-30 4 S 0 10000 5.50 D 77743 D Right to buy 5.00 2005-11-30 4 M 0 10000 5.00 D 1997-01-23 2006-01-23 Common Stock 10000 0 D This total includes 394 shares acquired in the Harmonic Employee Stock Purchase Plan on January 3, 2005. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vested each month thereafter. /s/ Laura Donovan By: Laura Donovan, Attorney-in-Fact 2005-12-01 -----END PRIVACY-ENHANCED MESSAGE-----