-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtKXuW7P2PpmqNLjrIvi+eNI3xYqafsH0RsslBojfN1VqkkxXIf1veBxn10WrcEO D/0DVLRwqeBvpIE/6hsd0g== 0001209191-05-007692.txt : 20050208 0001209191-05-007692.hdr.sgml : 20050208 20050208181237 ACCESSION NUMBER: 0001209191-05-007692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050207 FILED AS OF DATE: 20050208 DATE AS OF CHANGE: 20050208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKSON ROBIN N CENTRAL INDEX KEY: 0001216444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 05585440 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-02-07 0 0000851310 HARMONIC INC HLIT 0001216444 DICKSON ROBIN N 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2005-02-07 4 M 0 7972 3.46 A 85321 D Common Stock 2005-02-07 4 S 0 2972 12.25 D 82349 D Common Stock 2005-02-07 4 S 0 5000 11.75 D 77349 D Right to Buy 3.46 2005-02-07 2005-02-07 4 M 0 7972 3.46 D 2004-01-28 2013-01-28 Common Stock 7972 37028 D Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vested each month thereafter. /s/ Laura Donovan By: Laura Donovan, Attorney-in-Fact 2005-02-08 -----END PRIVACY-ENHANCED MESSAGE-----