-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oy6xCErg47qOxzE94ayOuLRCyYyj5k9/O379jsyn8bYhNhHfl/YGPDq2oRhsgIIS mQS6FEIaoEQso5B7lWNpzw== 0001209191-05-005381.txt : 20050128 0001209191-05-005381.hdr.sgml : 20050128 20050128163424 ACCESSION NUMBER: 0001209191-05-005381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050127 FILED AS OF DATE: 20050128 DATE AS OF CHANGE: 20050128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKSON ROBIN N CENTRAL INDEX KEY: 0001216444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 05558652 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-01-27 0 0000851310 HARMONIC INC HLIT 0001216444 DICKSON ROBIN N 549 BALTIC WAY SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2005-01-27 2005-01-27 4 M 0 5000 3.46 A 82349 D Common Stock 2005-01-27 2005-01-27 4 S 0 1900 11.68 D 80449 D Common Stock 2005-01-27 2005-01-27 4 S 0 3100 11.60 D 77349 D Right to Buy 3.46 2005-01-27 2005-01-27 4 M 0 5000 3.46 D 2004-01-28 2013-01-28 Common Stock 5000 45000 D This number includes 1,814 shares acquired in the Company's Employee Stock Purchase Plan on 7/1/04, and 256 shares acquired in the Company's ESPP on 1/3/05. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vested each month thereafter. /s/ Laura Donovan By: Laura Donovan, Attorney-in-Fact 2005-01-28 -----END PRIVACY-ENHANCED MESSAGE-----