-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AGIxKL+L9ip7lcaZ2XiZIM6Bt/k2rixxCZ3TfHSms5v1DW60A4WzEWaTJiEB5XS0 gBiIc+MDV5LRVmJgrGD4xA== 0001209191-04-028574.txt : 20040528 0001209191-04-028574.hdr.sgml : 20040528 20040528143318 ACCESSION NUMBER: 0001209191-04-028574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040527 FILED AS OF DATE: 20040528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAILLAUD MICHEL L CENTRAL INDEX KEY: 0001216440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 04838055 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-05-27 0 0000851310 HARMONIC INC HLIT 0001216440 VAILLAUD MICHEL L 549 BALTIC WAY SUNNYVALE CA 94089 1 0 0 0 Common Stock (right to buy) 6.4000 2004-05-27 4 A 0 10000.0000 6.4000 A 2004-06-27 2014-05-27 Common Stock 10000.0000 10000.0000 D Common Stock (right to buy) 6.4000 2004-05-27 4 A 0 10000.0000 6.4000 A 2004-06-27 2014-05-27 Common Stock 10000.0000 10000.0000 D BOD Annual Option. Automatically granted on the date of our Annual Stockholders meeting each year if on such dates he or she shall have served on our board of directors for at least the preceding six (6) months. Vests monthly over one year from date of grant. BOD One-Time Catch Up Option. Each non-employee director approved at the 2004 Annual Stockholders meeting shall be granted a one-time catch-up grant of an option to purchase 10,000 shares of the Common Stock. /s/ Laura Donovan By: Laura Donovan, Attorney-In-Fact 2004-05-28 -----END PRIVACY-ENHANCED MESSAGE-----