-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ivk7Bgz/utVF+jpbRkl2nvlktyRoe7fPqCn2OcnyfmJk/JXs73fgAJMsRMwFysKx AzFzfs6aACClcOqjnCFHJA== 0001209191-04-004156.txt : 20040122 0001209191-04-004156.hdr.sgml : 20040122 20040122164821 ACCESSION NUMBER: 0001209191-04-004156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 04537929 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0201 42004-01-200 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 549 BALTIC WAY SUNNYVALE CA 94089 1100Chairman, President & CEORight to Buy (option)9.29002004-01-204A0200000.00009.2900A2005-01-202014-01-20Common Stock200000.0000200000.0000DTwenty five percent of the shares subject to the Option shall vest twelve months after the Vesting Commencement Date, and 1/48th of the shares subject to the Option shall vest each month thereafter./s/Laura Donovan By: Laura Donovan, Attorney-In-Fact2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----