-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LDb3dselnz7taC40gziUjYK3YSd4P1/0xthJalLi5eesrt9i3T8CkhNglMswV0dV yuCJZcHybQceGkWlrJSsjQ== 0001209191-03-029551.txt : 20031110 0001209191-03-029551.hdr.sgml : 20031110 20031110163654 ACCESSION NUMBER: 0001209191-03-029551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEY ANTHONY J CENTRAL INDEX KEY: 0001216439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 03988792 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-11-060 0000851310 HARMONIC INC HLIT 0001216439 LEY ANTHONY J 549 BALTIC WAY SUNNYVALE CA 94089 1100Chairman, President & CEOCommon Stock2003-11-064M033332.00000.9000A429197.0000DCommon Stock2003-11-074S0800.00009.2100D428397.0000DCommon Stock2003-11-074S0298.00009.2000D428099.0000DCommon Stock2003-11-074S0200.00009.1900D427899.0000DCommon Stock2003-11-074S0702.00009.1700D427197.0000DCommon Stock2003-11-074S0200.00009.1600D426997.0000DCommon Stock2003-11-074S01400.00009.1650D425597.0000DCommon Stock2003-11-074S< equitySwapInvolved>01200.00009.1500D424397.0000DCommon Stock2003-11-074S0100.00009.1400D424297.0000DCommon Stock2003-11-074S01850.00009.1200D422447.0000DCommon Stock2003-11-074S03203.0000 9.1000D419244.0000DCommon Stock2003-11-074S01850.00009.0900D417394.0000DCommon Stock2003-11-074S0200.00009.0700D417194.0000DCommon Stock2003-11-074S01297.00009.0600D415897.0000DCommon Stock2003-11-074S02000.00009.0500D413897.0000DCommon Stock2003-11-074S02800.00009.0400D411097.0000DCommon Stock2003-11-074S0600.00009.0300D410497.0000DCommon Stock2003-11-074S01400.00009.0200D409097.0000DCommon Stock2003-1 1-074S010800.00009.0100D398297.0000DCommon Stock2003-11-074S02100.00008.9800D396197.0000DCommon Stock2003-11-074 S0332.00008.9700D395865.0000D1988 Stock Option Plan0.90002003-11-064M033332.00000.9000D2004-03-08Common Stock33332.00000DCommon Stock (right to buy)Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option vested each month thereafter./s/Laura Donovan By: Laura Donovan, Attorney-In-Fact2003-11-10 -----END PRIVACY-ENHANCED MESSAGE-----