0000950170-24-017534.txt : 20240220 0000950170-24-017534.hdr.sgml : 20240220 20240220214849 ACCESSION NUMBER: 0000950170-24-017534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24656228 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 ownership.xml 4 X0508 4 2024-02-15 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 2590 ORCHARD PARKWAY SAN JOSE CA 95131 false true false false SVP, Video R&D false Common Stock 2024-02-15 4 M false 34710 0 A 225472 D Common Stock 2024-02-15 4 F false 18913 13.67 D 206559 D Restricted Stock Units 0 2024-02-15 4 M false 7450 0 D 2022-02-15 2024-02-15 Common Stock 7450 0 D Restricted Stock Units 0 2024-02-15 4 M false 6398 0 D 2023-02-15 2025-02-15 Common Stock 6398 25592 D Restricted Stock Units 0 2024-02-15 4 M false 667 0 D 2023-05-15 2025-05-15 Common Stock 667 3334 D Restricted Stock Units 0 2024-02-15 4 M false 20195 0 D 2024-02-15 2026-02-15 Common Stock 20195 40390 D Restricted Stock Units 0 2024-02-16 4 A false 70218 0 A 2025-02-15 2027-02-15 Common Stock 70218 70218 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. /s/ Wendi Ninh, Attorney-in-Fact 2024-02-20