0000899243-22-037398.txt : 20221202 0000899243-22-037398.hdr.sgml : 20221202 20221202160515 ACCESSION NUMBER: 0000899243-22-037398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221130 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN ANTHONY CENTRAL INDEX KEY: 0001199723 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34218 FILM NUMBER: 221441931 MAIL ADDRESS: STREET 1: 2494 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COGNEX CORP CENTRAL INDEX KEY: 0000851205 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042713778 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VISION DR CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 5086503000 MAIL ADDRESS: STREET 1: ONE VISION DRIVE CITY: NATICK STATE: MA ZIP: 01760 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-30 0 0000851205 COGNEX CORP CGNX 0001199723 SUN ANTHONY ONE VISION DRIVE NATICK MA 01760 1 0 0 0 Common Stock 2022-11-30 4 M 0 30000 10.5275 A 30000 I By LLC Common Stock 2022-11-30 4 S 0 30000 50.0147 D 0 I By LLC Common Stock 307870 D Non-Qualified Stock Option (right to buy) 10.5275 2022-11-07 5 G 0 E 30000 0.00 D 2014-02-13 2023-02-13 Common Stock 30000 0 D Non-Qualified Stock Option (right to buy) 10.5275 2022-11-07 5 G 0 E 30000 0.00 A 2014-02-13 2023-02-13 Common Stock 30000 30000 I By LLC Non-Qualified Stock Option (right to buy) 10.5275 2022-11-30 4 M 0 30000 0.00 D 2014-02-13 2023-02-13 Common Stock 30000 0 I By LLC Non-Qualified Stock Option (right to buy) 16.72 2022-11-07 5 G 0 E 26000 0.00 D 2017-02-12 2026-02-12 Common Stock 26000 0 D Non-Qualified Stock Option (right to buy) 16.72 2022-11-07 5 G 0 E 26000 0.00 A 2017-02-12 2026-02-12 Common Stock 26000 26000 I By LLC Non-Qualified Stock Option (right to buy) 19.655 2022-11-07 5 G 0 E 26000 0.00 D 2015-02-18 2024-02-18 Common Stock 26000 0 D Non-Qualified Stock Option (right to buy) 19.655 2022-11-07 5 G 0 E 26000 0.00 A 2015-02-18 2024-02-18 Common Stock 26000 26000 I By LLC Non-Qualified Stock Option (right to buy) 20.625 2022-11-07 5 G 0 E 26000 0.00 D 2016-02-17 2025-02-17 Common Stock 26000 0 D Non-Qualified Stock Option (right to buy) 20.625 2022-11-07 5 G 0 E 26000 0.00 A 2016-02-17 2025-02-17 Common Stock 26000 26000 I By LLC Non-Qualified Stock Option (right to buy) 38.39 2022-11-07 5 G 0 E 26000 0.00 D 2018-02-21 2027-02-21 Common Stock 26000 0 D Non-Qualified Stock Option (right to buy) 38.39 2022-11-07 5 G 0 E 26000 0.00 A 2018-02-21 2027-02-21 Common Stock 26000 26000 I By LLC Non-Qualified Stock Option (right to buy) 50.94 2022-11-07 5 G 0 E 23000 0.00 D 2021-02-18 2030-02-18 Common Stock 23000 0 D Non-Qualified Stock Option (right to buy) 50.94 2022-11-07 5 G 0 E 23000 0.00 A 2021-02-18 2030-02-18 Common Stock 23000 23000 I By LLC Non-Qualified Stock Option (right to buy) 51.49 2022-11-07 5 G 0 E 26000 0.00 D 2020-02-19 2029-02-19 Common Stock 26000 0 D Non-Qualified Stock Option (right to buy) 51.49 2022-11-07 5 G 0 E 26000 0.00 A 2020-02-19 2029-02-19 Common Stock 26000 26000 I By LLC Non-Qualified Stock Option (right to buy) 56.44 2022-11-07 5 G 0 E 13000 0.00 D 2019-02-20 2028-02-20 Common Stock 13000 0 D Non-Qualified Stock Option (right to buy) 56.44 2022-11-07 5 G 0 E 13000 0.00 A 2019-02-20 2028-02-20 Common Stock 13000 13000 I By LLC The reporting person is a member of Sun Management Associates, LLC, a California limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. The reported transactions involve the reporting person's transfer of Non-Qualified Stock Options to Sun Management Associates, LLC, a California limited liability company, of which the reporting person is a member. The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 13, 2013). The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 12, 2016). The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 18, 2014). The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 17, 2015). The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 21, 2017). The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 18, 2020). The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 19, 2019). The options vest in five equal annual installments on the first, second, third, fourth, and fifth anniversaries of the grant date (February 20, 2018). /s/ Anthony Sun 2022-12-02