0001655099-16-000044.txt : 20161206
0001655099-16-000044.hdr.sgml : 20161206
20161206170636
ACCESSION NUMBER: 0001655099-16-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shipley Mark
CENTRAL INDEX KEY: 0001521802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 162036914
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-05
0
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001521802
Shipley Mark
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
NEW YORK
NY
10281-1023
0
0
0
1
Adviser's Portfolio Manager
Common Stock
2016-12-05
4
D
0
311.76
D
0
D
Includes 8.04 shares acquired through dividend reinvestment between Septemebr 26, 2016 and December 5, 20165.
Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 298 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
/s/Waheed Olowa, on behalf of Mark Shipley
2016-12-06