0001655099-16-000040.txt : 20161206
0001655099-16-000040.hdr.sgml : 20161206
20161206164000
ACCESSION NUMBER: 0001655099-16-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC.
CENTRAL INDEX KEY: 0001273887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 162036720
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 2125498400
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER NAME:
FORMER CONFORMED NAME: Brookfield Investment Management Inc.
DATE OF NAME CHANGE: 20091001
FORMER NAME:
FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc.
DATE OF NAME CHANGE: 20090716
FORMER NAME:
FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20031218
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-05
0
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001273887
BROOKFIELD INVESTMENT MANAGEMENT INC.
BROOKFIELD PLACE
250 VESEY STREET, 15TH FLOOR
NEW YORK
NY
10281-1023
0
0
0
1
Investment Adviser
Common Stock
2016-12-05
4
D
0
4647
D
0
D
Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 4,453 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
/s/Waheed Olowa, on behalf of Brookfield Investment Management Inc.
2016-12-06