0001273887-16-000005.txt : 20160304
0001273887-16-000005.hdr.sgml : 20160304
20160304162623
ACCESSION NUMBER: 0001273887-16-000005
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160304
FILED AS OF DATE: 20160304
DATE AS OF CHANGE: 20160304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000851169
IRS NUMBER: 132529369
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-549-8328
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE
STREET 2: 250 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20070620
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Andrew Charles
CENTRAL INDEX KEY: 0001668655
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05820
FILM NUMBER: 161485568
MAIL ADDRESS:
STREET 1: BROOKFIELD INVEST MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 102811023
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-03-04
0
0000851169
BROOKFIELD TOTAL RETURN FUND INC
HTR
0001668655
Alexander Andrew Charles
BROOKFIELD INVEST MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY ST., 15TH FL
NEW YORK
NY
102811023
0
0
0
1
Co-Portfolio Manager
Common Stock
0
D
/s/Waheed Olowa, on behalf of Andrew Charles Alexander
2016-03-04
EX-24
2
bhtr.txt
CONFIRMING STATEMENT
bht
Exhibit 24.1
CONFIRMING STATEMENT
This statement confirms that the undersigned, Andrew Alexander,
has authorized and designated Seth Gelman, Brian Hurley and
Waheed Olowa to execute and file on the undersigned behalf of
all forms 3, 4 and 5 (including any amendments thereto) that the
undersigned may be required to file with U.S. Securities Exchange
Commission as a result of the undersigned ownership of or
transactions in securities of Brookfield Total Return Fund Inc.
(the Company). The authority of Seth Gelman, Brian Hurley
and Waheed Olowa under this statement shall continue until the
undersigned is no longer required to file Forms 3, 4 and 5 with regard
to the undersigned ownership of or transactions in securities of the
Company, unless earlier revoked in writing. The undersigned
acknowledges that Seth Gelman, Brian Hurley and
Waheed Olowa are not assuming, nor is the aforementioned
Company assuming, any of the undersigned responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
Date: March 1, 2016
/s/ Andrew Alexander
Andrew Alexander