0001104659-16-143231.txt : 20160906 0001104659-16-143231.hdr.sgml : 20160906 20160906162716 ACCESSION NUMBER: 0001104659-16-143231 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 161871125 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 425 1 a16-17852_10425.htm 425

 

Filed by Brookfield Total Return Fund Inc. (File No. 811-05820)

Pursuant to Rule 425 under the Securities Act of 1933, as amended

and deemed filed pursuant to Rule 14a-6 under the Securities Act of 1934, as amended

 

Subject Companies:

Brookfield Total Return Fund Inc.

File No. 811-05820

 

 

Shareholder Services

 

Shareholder Name

Address 1

Address 2

Address 3

 

IMPORTANT NOTICE

 

Re: Brookfield Total Return Fund Inc.

 

Dear Shareholder:

 

We have tried unsuccessfully to contact you regarding a very important matter regarding your investment in Brookfield Total Return Fund Inc. (the “Fund”). This matter pertains to an important operating initiative for the Fund which requires your response in order to implement the important initiative.

 

It is very important that we speak to you regarding this matter.  The call will only take a few moments of your time and there is no confidential information required.

 

Please contact us toll-free at 1-800-330-5136 Extension 10866 between 9:00 a.m. and 10:00 p.m. Eastern time Monday through Friday and Saturday between 10:00 a.m. and 6:00 p.m.  At the time of the call please reference the number listed below.

 

Thank you in advance for your attention to this important matter.

 

Sincerely,

GRAPHIC

 

Brian F. Hurley

President

REFERENCE NUMBER: 123456789

 

Brookfield Total Return Fund Inc.

Brookfield Place, 250 Vesey Street, 15th Floor · New York, New York 10281

 

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