0001104659-16-140555.txt : 20160819 0001104659-16-140555.hdr.sgml : 20160819 20160818193248 ACCESSION NUMBER: 0001104659-16-140555 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160818 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 161841891 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 425 1 a16-15650_30425.htm 425

 

Filed by Brookfield Total Return Fund Inc. (File No. 811-05820)
Pursuant to Rule 425 under the Securities Act of 1933, as amended
and deemed filed pursuant to Rule 14a-6 under the Securities Act of 1934, as amended

 

Subject Companies:

Brookfield Total Return Fund Inc.

File No. 811-05820

 

Shareholder Services    

 

Shareholder Name

Address 1

Address 2

Address 3

Address 4

 

Dear Shareholder:

 

We have tried unsuccessfully to contact you regarding the Special Meeting of Shareholders to vote on very important matters pertaining to your investment in Brookfield Total Return Fund Inc. The meeting initially scheduled for Friday, August 12th has been adjourned to Thursday, September 1st. Unless a sufficent amount of shareholders vote by September 1, 2016, the adjournment date for your Fund’s shareholder meeting, the Fund will not be able to implement important initiatives with respect to the Fund.

 

It is very important that we speak to you regarding these matters.  The call will only take a few moments of your time and there is no confidential information required.

 

Please contact Brookfield Total Return Fund Inc. at 1-800-330-5136 Extension 10866 between the hours of 9:00 a.m. and 10:00 p.m. Eastern time, Monday through Friday.   At the time of the call please reference the number listed below.

 

Thank you in advance for your assistance.

 

Sincerely,

 

GRAPHIC

 

Brian F. Hurley

President

REFERENCE NUMBER:    123456789    

 

BROOKFIELD TOTAL RETURN FUND INC.

Brookfield Place, 250 Vesey Street, 15th Floor

New York, New York 10281

 

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